DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Ronis
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jan 9, 2025
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 9, 2025 · Rockville, Md
- Janney Montgomery Scott LLC BD affiliatedOct 5, 2021 to Jan 23, 2025 · Alexandria, Va
- Chapin Davis Asset Management independent RIAMay 23, 2019 to Oct 5, 2021 · Washington, Dc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 4, 2014 to May 21, 2019 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- Janney Montgomery Scott LLC to LPL Financial LLCleft Jan 23, 2025, registered Jan 9, 2025 (-14 days) · Affiliated broker-dealer or bank to another
- Chapin Davis Asset Management to Janney Montgomery Scott LLCleft Oct 5, 2021, registered Oct 5, 2021 (0 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chapin Davis Asset Managementleft May 21, 2019, registered May 23, 2019 (2 days) · Wirehouse to independent RIA
Signals
- Daniel Ronis left Janney Montgomery Scott Llc for Lpl Financial Llc (registered 2025-01-09)Jan 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address