DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew R. Coughlin

J.P. Morgan Securities LLCwirehouseDeer Park, Nydual registrantIAPD 6367257

Feed of 09/14/2026

Also filed as Matthew Coughlin

At current firm

2 y

since Sep 12, 2024

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Sep 12, 2024 · Deer Park, Ny
Td Private Client Wealth LLC BD affiliated
Feb 22, 2023 to Aug 30, 2024 · Melville, Ny
United Asset Strategies Inc. independent RIA
Sep 7, 2022 to Nov 21, 2022 · Garden City, Ny
J.P. Morgan Securities LLC wirehouse
Jul 20, 2021 to Sep 13, 2022 · New York, Ny
Td Ameritrade Investment Management, LLC former
Mar 13, 2020 to Dec 31, 2020 · Forest Hills, Ny
Td Ameritrade, Inc. former
Mar 11, 2020 to Jan 11, 2021 · Forest Hills, Ny

Moves

a registration end followed by a registration begin elsewhere

Td Private Client Wealth LLC to J.P. Morgan Securities LLC
left Aug 30, 2024, registered Sep 12, 2024 (13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
United Asset Strategies Inc. to Td Private Client Wealth LLC
left Nov 21, 2022, registered Feb 22, 2023 (93 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to United Asset Strategies Inc.
left Sep 13, 2022, registered Sep 7, 2022 (-6 days) · Wirehouse to independent RIA
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Jan 11, 2021, registered Mar 13, 2020 (-304 days) · channel change inside one enterprise, not a move · moved with a team
Td Ameritrade Investment Management, LLC to J.P. Morgan Securities LLC
left Dec 31, 2020, registered Jul 20, 2021 (201 days) · RIA to wirehouse · moved with a team

Signals

Matthew R. Coughlin left Td Private Client Wealth Llc for J.P. Morgan Securities Llc (registered 2024-09-12)
Aug 30, 2024 · Advisor changed firm · fact
Matthew R. Coughlin left United Asset Strategies Inc. for Td Private Client Wealth Llc (registered 2023-02-22)
Nov 21, 2022 · Advisor changed firm · fact
Matthew R. Coughlin left J.P. Morgan Securities Llc for United Asset Strategies Inc. (registered 2022-09-07)
Sep 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address