RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••• H•••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 1, 2025 · Orlando, Fl
- M••••• S•••••• wirehouseNov 16, 2021 to May 2, 2022 · Temple Terrace, Fl
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 3, 2021 to Sep 20, 2021 · Berlin, Ct
- R•• C•••••• M••••••• L•• national BDAug 29, 2017 to Mar 2, 2021 · Hartford, Ct
- T••••••• I••••••••• M••••••••• I••• BD affiliatedDec 22, 2015 to Aug 18, 2017 · Montvale, Nj
- A••••••• A••••••• S••••••• formerOct 10, 2014 to Dec 8, 2015 · Lincoln, Ne
- M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••left May 2, 2022, registered Jan 1, 2025 (975 days) · Other
- T••••••• I••••••••• M••••••••• I••• to M••••• S••••••left Sep 20, 2021, registered Nov 16, 2021 (57 days) · Affiliated broker-dealer or bank to wirehouse
- R•• C•••••• M••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Mar 2, 2021, registered Mar 3, 2021 (1 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to R•• C•••••• M••••••• L••left Aug 18, 2017, registered Aug 29, 2017 (11 days) · Other
- A••••••• A••••••• S••••••• to T••••••• I••••••••• M••••••••• I•••left Dec 8, 2015, registered Dec 22, 2015 (14 days) · Other
- M•••••• C••••• H••••• left M••••• S•••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-01-01)May 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address