DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ross Alexander Kroll
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Apr 30, 2026
In the industry
12 y
since Jul 1, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ocean Path Advisors, LLC independent RIA currentsince Apr 30, 2026 · Manhattan Beach, Ca
- Ocean Path Advisors, LLC independent RIAFeb 10, 2026 to Feb 17, 2026 · Manhattan Beach, Ca
- Mariner Independent independent RIASep 1, 2021 to May 1, 2026 · Manhattan Beach, Ca
- Adviceperiod, LLC formerJan 17, 2018 to Mar 30, 2022 · Los Angeles, Ca
- Oakwood Capital Management LLC formerAug 18, 2017 to Jan 17, 2018 · Los Angeles, Ca
- Mercer Global Advisors Inc. independent RIAOct 7, 2014 to May 9, 2017 · Santa Barbara, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mariner Independent to Ocean Path Advisors, LLCleft May 1, 2026, registered Feb 10, 2026 (-80 days) · RIA to a newly registered adviser · moved with a team
- Adviceperiod, LLC to Mariner Independentleft Mar 30, 2022, registered Sep 1, 2021 (-210 days) · corporate re-registration, not a move
- Oakwood Capital Management LLC to Adviceperiod, LLCleft Jan 17, 2018, registered Jan 17, 2018 (0 days) · RIA to RIA
- Mercer Global Advisors Inc. to Oakwood Capital Management LLCleft May 9, 2017, registered Aug 18, 2017 (101 days) · Other
Signals
- Ross Alexander Kroll left Mariner Independent for Ocean Path Advisors, Llc (registered 2026-02-10)May 1, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address