RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C••• S••••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince Mar 21, 2025 · Ft. Mitchell, Ky
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Feb 21, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 26, 2015 to Jul 13, 2018 · Covington, Ky
- F••••••• P••••••• A•• W•••••••• A••••••• to A•••• W••••• M••••••••• L••left Feb 21, 2025, registered Mar 21, 2025 (28 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- A••••• C••• S•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for A•••• W••••• M••••••••• L•• (registered 2025-03-21)Feb 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address