RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B• H••••••
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Jul 28, 2026 · Tampa, Fl
- M••••• S•••••• wirehouseJan 24, 2025 to Jul 24, 2026 · Hot Springs, Ar
- M••••• S•••••• to C••••••••• I••••••••• A•••••••• L••left Jul 24, 2026, registered Jul 28, 2026 (4 days) · Wirehouse to independent RIA · moved with a team
- J••• B• H•••••• left M••••• S•••••• for C••••••••• I••••••••• A•••••••• L•• (registered 2026-07-28)Jul 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address