DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ghazi Nweiran
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Ghazi Nweiran
At current firm
0 y
since Jun 15, 2026
In the industry
11 y
since Jan 9, 2015 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jun 15, 2026 · Morristown, Nj
- Strategic Advisers LLC national BDMar 31, 2025 to May 7, 2026 · New York City, Ny
- Fidelity Personal And Workplace Advisors formerApr 29, 2021 to Mar 31, 2025 · New York City, Ny
- J.P. Morgan Securities LLC wirehouseMar 26, 2018 to Apr 13, 2021 · New York, Ny
- Capital One Advisors, LLC formerAug 8, 2017 to Mar 20, 2018 · Richmond Hill, Ny
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Aug 7, 2017 · Iselin, Nj
- Msi Financial Services, Inc. formerJul 21, 2015 to Mar 25, 2017 · Iselin, Nj
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Charles Schwab & Co., Inc.left May 7, 2026, registered Jun 15, 2026 (39 days) · Affiliated broker-dealer or bank to another · moved with a team
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Fidelity Personal And Workplace Advisorsleft Apr 13, 2021, registered Apr 29, 2021 (16 days) · Wirehouse to affiliated broker-dealer or bank
- Capital One Advisors, LLC to J.P. Morgan Securities LLCleft Mar 20, 2018, registered Mar 26, 2018 (6 days) · Other · moved with a team
- MML Investors Services, LLC to Capital One Advisors, LLCleft Aug 7, 2017, registered Aug 8, 2017 (1 days) · Other
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
- Ghazi Nweiran left Strategic Advisers Llc for Charles Schwab & Co., Inc. (registered 2026-06-15)May 7, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address