RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• A• Q•••••
- A••••• T••••• P•••••• W••••• independent RIA currentsince Nov 13, 2025 · Scottsdale, Az
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIADec 7, 2015 to Nov 26, 2025 · Scottsdale, Az
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 30, 2015 to Dec 1, 2015 · Phoenix, Az
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to A••••• T••••• P•••••• W•••••left Nov 26, 2025, registered Nov 13, 2025 (-13 days) · RIA to RIA
- N••••••••• M••••• I••••••••• S••••••••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Dec 1, 2015, registered Dec 7, 2015 (6 days) · Other
- C••••••••• A• Q••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for A••••• T••••• P•••••• W••••• (registered 2025-11-13)Nov 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address