RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• K•••••• F••••••••
- O•••• G•••• P•••••• W••••• state registered currentsince Oct 1, 2024 · Evansville, In
- P•••• O• M••• W••••• M••••••••• formerApr 5, 2022 to Dec 7, 2022 · Brighton, Mi
- E•••• I••••••••• T••• L•• formerDec 13, 2018 to Dec 31, 2020 · Evansville, In
- C•••••• A••••••• S•••••••• L•• independent RIAOct 31, 2017 to Jan 3, 2025 · Evansville, In
- H••••• I••••••••• M••••••••• L•• independent RIAAug 7, 2014 to Oct 19, 2017 · Evansville, In
- C•••••• A••••••• S•••••••• L•• to E•••• I••••••••• T••• L••left Jan 3, 2025, registered Dec 13, 2018 (-2213 days) · Other
- P•••• O• M••• W••••• M••••••••• to O•••• G•••• P•••••• W•••••left Dec 7, 2022, registered Oct 1, 2024 (664 days) · RIA to a state-registered adviser
- E•••• I••••••••• T••• L•• to P•••• O• M••• W••••• M•••••••••left Dec 31, 2020, registered Apr 5, 2022 (460 days) · RIA to RIA
- H••••• I••••••••• M••••••••• L•• to C•••••• A••••••• S•••••••• L••left Oct 19, 2017, registered Oct 31, 2017 (12 days) · Other
- R••• K•••••• F•••••••• left C•••••• A••••••• S•••••••• L•• for E•••• I••••••••• T••• L•• (registered 2018-12-13)Jan 3, 2025 · Advisor changed firm · fact
- R••• K•••••• F•••••••• left P•••• O• M••• W••••• M••••••••• for O•••• G•••• P•••••• W••••• (registered 2024-10-01)Dec 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address