DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• R••••• B••••••

C••••••• P•••••••• I•••independent RIANew York, Ny IA-onlyIAPD 6382394

Feed of 09/15/2026

Also filed as N••••• B••••••

At current firm

2 y

since Jan 26, 2024

In the industry

12 y

since May 14, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Principal & Senior Wealth Advisorreportedcompoundplanning.comfirm site, Sep 15, 2026
Designations: CFPreportedcompoundplanning.comas printed on the bio page, Sep 16, 2026
Partner or owner: “Principal & Senior Wealth Advisor”reportedcompoundplanning.comthe sentence on the bio page
Years, as the firm states: 18reportedcompoundplanning.com“Nate is an experienced Financial Advisor with over 18 years of experience in Wealth Management.”
Professional profile: compoundplanning.com/company/team/nate-bengalireportedcompoundplanning.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C••••••• P•••••••• I••• independent RIA current
since Jan 26, 2024 · Denver, Co
E•••••• A••••••• G••••• L•• BD affiliated
Apr 3, 2023 to Jan 31, 2024 · Greenwood Village, Co
P••••••• C•••••• A••••••• C••••••••• former
Aug 8, 2014 to Apr 3, 2023 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to C••••••• P•••••••• I•••
left Jan 31, 2024, registered Jan 26, 2024 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
P••••••• C•••••• A••••••• C••••••••• to E•••••• A••••••• G••••• L••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move

Signals

N••••• R••••• B•••••• left E•••••• A••••••• G••••• L•• for C••••••• P•••••••• I••• (registered 2024-01-26)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address