R••• C•••••••••

• W•••• F•••• A••••••• wirehouse current
  since Sep 13, 2023 · San Ramon, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Jan 2, 2020 to Sep 14, 2023 · San Ramon, Ca
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 27, 2015 to Dec 2, 2019 · San Mateo, Ca

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Sep 14, 2023, registered Sep 13, 2023 (-1 days) · Wirehouse to wirehouse · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Dec 2, 2019, registered Jan 2, 2020 (31 days) · Wirehouse to wirehouse · moved with a team

• ••• Locked
  Sep 14, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address