DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• L•••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mn IA-onlyIAPD 6386113

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• Alexander L•••••••

At current firm

1 y

since Sep 17, 2025

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 17, 2025 · Plymouth, Mn
W••••••••• A••••••• independent RIA
Jun 1, 2023 to Sep 11, 2025 · New York, Ny
H••••••• W••••• M••••••••• L•• former
Sep 23, 2020 to Nov 21, 2022 · Phoenix, Az
E•••• S••••••••• L•• BD affiliated
Jul 29, 2020 to Aug 13, 2020 · Bethesda, Md
S•••••••• I••••••••• A•••••••• L•• independent RIA
Aug 28, 2017 to Jul 17, 2019 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

W••••••••• A••••••• to W••••• E••••••••• A••••••• S•••••••• L••
left Sep 11, 2025, registered Sep 17, 2025 (6 days) · RIA to affiliated broker-dealer or bank
H••••••• W••••• M••••••••• L•• to W••••••••• A•••••••
left Nov 21, 2022, registered Jun 1, 2023 (192 days) · RIA to RIA
E•••• S••••••••• L•• to H••••••• W••••• M••••••••• L••
left Aug 13, 2020, registered Sep 23, 2020 (41 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• I••••••••• A•••••••• L•• to E•••• S••••••••• L••
left Jul 17, 2019, registered Jul 29, 2020 (378 days) · RIA to affiliated broker-dealer or bank

Signals

M•••••• L••••••• left W••••••••• A••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-09-17)
Sep 11, 2025 · Advisor changed firm · fact
M•••••• L••••••• left H••••••• W••••• M••••••••• L•• for W••••••••• A••••••• (registered 2023-06-01)
Nov 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address