RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• A••••• V•••••
- F••••• W••••• P••••••• P••••••• i••••••••• wealth currentsince Mar 1, 2023 · Louisville, Ky
- I••••••••• F•••••••• P••••••• BD affiliatedJun 7, 2019 to Mar 31, 2023 · Louisville, Ky
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMay 11, 2018 to Jun 7, 2019 · Carmel, In
- I••••••••• F•••••••• P••••••• to F••••• W••••• P••••••• P•••••••left Mar 31, 2023, registered Mar 1, 2023 (-30 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T••••••• I••••••••• M••••••••• I••• to I••••••••• F•••••••• P•••••••left Jun 7, 2019, registered Jun 7, 2019 (0 days) · Affiliated broker-dealer or bank to another
- C••••••••• A••••• V••••• left I••••••••• F•••••••• P••••••• for F••••• W••••• P••••••• P••••••• (registered 2023-03-01)Mar 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address