J••••• B•••• D•••••

• P•• W••••• M••••••••• BD affiliated current
  since May 2, 2022 · Corona, Ca
• L•• F•••••••• L•• BD affiliated
  Jun 18, 2021 to Jul 6, 2022 · Riverside, Ca
• W•••• F•••• A••••••• wirehouse
  Apr 10, 2017 to Feb 10, 2021 · San Bernardino, Ca

• L•• F•••••••• L•• to P•• W••••• M•••••••••
  left Jul 6, 2022, registered May 2, 2022 (-65 days) · RIA to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Feb 10, 2021, registered Jun 18, 2021 (128 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

• ••• Locked
  Jul 6, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

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