DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
0 y
since Jul 30, 2026
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Cosmos Wealth, LLC no RAUM currentsince Jul 30, 2026 · El Segundo, Ca
- Tru Independence Asset Management 2, LLC independent RIAApr 2, 2026 to Sep 2, 2026 · Manhattan Beach, Ca
- Checchi Capital Advisers, LLC independent RIAJan 12, 2023 to Dec 31, 2025 · Beverly Hills, Ca
- Svb Wealth independent RIAOct 26, 2017 to Jan 20, 2023 · Beverly Hills, Ca
- Oppenheimer & Co. Inc. BD affiliatedJan 23, 2015 to Oct 13, 2017 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Tru Independence Asset Management 2, LLC to Cosmos Wealth, LLCleft Sep 2, 2026, registered Jul 30, 2026 (-34 days) · RIA to a newly registered adviser
- Checchi Capital Advisers, LLC to Tru Independence Asset Management 2, LLCleft Dec 31, 2025, registered Apr 2, 2026 (92 days) · RIA to RIA
- Svb Wealth to Checchi Capital Advisers, LLCleft Jan 20, 2023, registered Jan 12, 2023 (-8 days) · RIA to RIA
- Oppenheimer & Co. Inc. to Svb Wealthleft Oct 13, 2017, registered Oct 26, 2017 (13 days) · Other
Signals
- Robert B Robinson left Tru Independence Asset Management 2, Llc for Cosmos Wealth, Llc (registered 2026-07-30)Sep 2, 2026 · Advisor changed firm · fact
- Robert B Robinson left Checchi Capital Advisers, Llc for Tru Independence Asset Management 2, Llc (registered 2026-04-02)Dec 31, 2025 · Advisor changed firm · fact
- Robert B Robinson left Svb Wealth for Checchi Capital Advisers, Llc (registered 2023-01-12)Jan 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address