DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Checchi Capital Advisers, LLC

Independent wealth managerBeverly Hills, CaliforniaCRD 143478SEC 801-67727website IAPD

Latest filing Sep 16, 2026

First filing on the tape Mar 2, 2012 · 33 filings

SEC status approved since Apr 17, 2007

RAUM

$2.6B

reported, Item 5.F

Discretionary

96%

of RAUM

Private clients

62%

$1.6B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$324M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM$2.6B as of Mar 23, 2026

Mar 2, 2012$150M then

HNW client RAUM$1.6B as of Mar 23, 2026

Mar 30, 2018$401M then

State-registered IARs (5.B.3)7 as of Mar 23, 2026

Mar 2, 20120 then

Employees (5.A)29 as of Mar 23, 2026

Mar 18, 201310 then

Private funds: no history

RAUM +12% over the last fiscal year+20% a year over threeIARs 6 to 8

Practice profile

derived from the filing of Sep 16, 2026; every figure names its basis

RAUM per advisor: $324MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $6.9MderivedHNW RAUM over HNW clients
Average account: $2.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 96%derivedof RAUM
Institutional: 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.6derivedItem 5.A over advisors
Advisors per office: 4.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +17%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.6B62%
Insurance companies$610M24%
Other investment advisers$192M7.4%
Charitable organizations$117M4.5%
Corporations and businesses$49.4M1.9%
Individuals$21,3600.0%
Pension and profit-sharing plans$20.0%

Individual clients: n/areported
HNW clients: 234reported
Pension plan clients: n/areported
Charitable clients: 7reported
Accounts: 1,169reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.62 fund_share=0.07 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

9 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Adam Dean Checchi	Beverly Hills, Ca	May 21, 2007	19 y	1
Haiyang Zhang	Beverly Hills, Ca	Aug 14, 2020	17 y	0
Kevin Michael Kiely	Beverly Hills, Ca	Oct 5, 2023	11 y	0
Kim Maresh Petersen	Beverly Hills, Ca	Oct 6, 2023	25 y	0
Luca Pasquini	Beverly Hills, Ca	Jan 1, 2024	12 y	0
Kimberlea Kay Archer	Beverly Hills, Ca	Apr 29, 2025	23 y	1
Charles Peter Hastings	Beverly Hills, Ca	May 5, 2025	13 y	6
Gerron O'Bryan Duhon	Houston, Tx	Aug 26, 2026	10 y	1
Anne Slevin	Beverly Hills, Ca	Sep 16, 2026	10 y	0

Advisor movement

1 left, 1 joined in 12 months

net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months

Left, latest

Robert B Robinson to Tru Independence Asset Management 2, LLC
Dec 31, 2025 · RIA to RIA
Robert Drew Bodner to Corient
Jun 18, 2024 · RIA to RIA
Christopher Robert Pelch to Vance Wealth
Feb 18, 2021 · RIA to RIA
Daniel Won Seo to Caerus Investment Advisors, LLC
Apr 4, 2019 · RIA to RIA
Christopher Laurence Swaine to E*Trade Capital Management, LLC
Nov 8, 2018 · RIA to RIA

Joined, latest

Gerron O'Bryan Duhon from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 26, 2026 · Wirehouse to independent RIA
Charles Peter Hastings from B. Riley Wealth Private Shares
May 5, 2025 · Other
Kimberlea Kay Archer from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Apr 29, 2025 · Wirehouse to independent RIA
Robert B Robinson from Svb Wealth
Jan 12, 2023 · RIA to RIA
Christopher Robert Pelch from Raymond James Financial Services Advisors, Inc
Jul 15, 2019 · Other
Christopher Laurence Swaine from Coastal Bridge Advisors
Mar 30, 2018 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Dean Adam Checchi · Managing Membercontrol
since 02/2007 · owns less than 5%
Dean Kathryn Checchi · Principalcontrol
since 02/2007 · owns less than 5%
Tinaye Delia Mupita · Chief Compliance Officercontrol
since 03/2017 · owns less than 5%
Thomas Samuel Pfister · Partnercontrol
since 01/2014 · owns 10% to 25%
Haiyang Zhang · Chief Operating Officercontrol
since 01/2020 · owns less than 5%
Dean Adam Checchi · Membercontrol
since 02/2007 · owns F of Canal Capital Partners, LLC
Dean Adam Checchi · Single Membercontrol
since 02/2007 · owns 75% or more of Loeb Capital West, LLC
Attilio Alfred Checchi · Membercontrol
since 02/2007 · owns 50% to 75% of Kinara Capital, LLC
Attilio Alfred Checchi · Membercontrol
since 02/2007 · owns F of Canal Capital Partners, LLC
Dean Kathryn Checchi · Trusteecontrol
since 09/2016 · owns F of Kathryn Checchi Irrevocable Gift Trust #2
Dean Kathryn Checchi · Membercontrol
since 02/2007 · owns 50% to 75% of Kinara Capital, LLC
Dean Kathryn Checchi · Membercontrol
since 02/2007 · owns F of Canal Capital Partners, LLC
Dean Kathryn Checchi · Trusteecontrol
since 09/2016 · owns F of Kathryn Checchi Irrevocable Gift Trust No. 1

Entity owners

Loeb Capital West, LLC · Owner
direct · owns 25% to 50%
Canal Capital Partners, LLC · Owner
direct · owns 10% to 25%
Kathryn Checchi Irrevocable Gift · Owner
direct · owns 10% to 25%
Kathryn Checchi Irrevocable Gift Trust No. 1 · Owner
direct · owns 10% to 25%
Kathryn Checchi Irrevocable Gift Trust No. 2 · Owner
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Advisers that list Checchi Capital Advisers, LLC as a related person

165937 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Beverly Hills, Ca · principal	9	2	1
Houston, Tx	2	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Mar 23, 2026
CHECCHI, ALFRED, ATTILIO (MEMBER) left Schedule A between the filings of 2021-03-31 and 2026-03-23
peers: independent wealth managers, $1B to $5B (1,360)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
Mar 23, 2026 to Sep 16, 2026
State-registered IARs · 7 to 8
Mar 23, 2026 to Sep 16, 2026
Succession · false to unset
Mar 23, 2026 to Sep 16, 2026
Accounts · 1,198 to 1,169
Nov 10, 2025 to Mar 23, 2026
Advisory employees · 8 to 9
Nov 10, 2025 to Mar 23, 2026
HNW clients · 182 to 234
Nov 10, 2025 to Mar 23, 2026
Employees · 26 to 29
Nov 10, 2025 to Mar 23, 2026
Financial planning clients · to 0
Nov 10, 2025 to Mar 23, 2026
State-registered IARs · 6 to 7
Nov 10, 2025 to Mar 23, 2026
Discretionary RAUM · $2.2B to $2.5B
Nov 10, 2025 to Mar 23, 2026
HNW RAUM · $1.5B to $1.6B
Nov 10, 2025 to Mar 23, 2026
Individual RAUM · $18,622 to $21,360
Nov 10, 2025 to Mar 23, 2026
Non-discretionary RAUM · $85.9M to $93.3M
Nov 10, 2025 to Mar 23, 2026
Pension RAUM · $1 to $2
Nov 10, 2025 to Mar 23, 2026
RAUM · $2.3B to $2.6B
Nov 10, 2025 to Mar 23, 2026
Financial planning clients · unset to
Mar 14, 2025 to May 5, 2025
Accounts · 1,012 to 1,198
Apr 17, 2024 to Mar 14, 2025
Advisory employees · 6 to 8
Apr 17, 2024 to Mar 14, 2025
HNW clients · 214 to 182
Apr 17, 2024 to Mar 14, 2025
Pooled vehicle clients · 1.0 to unset
Apr 17, 2024 to Mar 14, 2025
Employees · 25 to 26
Apr 17, 2024 to Mar 14, 2025
State-registered IARs · 5 to 6
Apr 17, 2024 to Mar 14, 2025
Other offices · 0 to 1
Apr 17, 2024 to Mar 14, 2025
Discretionary RAUM · $1.9B to $2.2B
Apr 17, 2024 to Mar 14, 2025
HNW RAUM · $1.3B to $1.5B
Apr 17, 2024 to Mar 14, 2025
Individual RAUM · $16,886 to $18,622
Apr 17, 2024 to Mar 14, 2025
Non-discretionary RAUM · $0 to $85.9M
Apr 17, 2024 to Mar 14, 2025
Pension RAUM · unset to 1.0
Apr 17, 2024 to Mar 14, 2025
Pooled vehicle RAUM · 12490698.0 to unset
Apr 17, 2024 to Mar 14, 2025
RAUM · $1.9B to $2.3B
Apr 17, 2024 to Mar 14, 2025
Related insurance company · false to true
Apr 17, 2024 to Mar 14, 2025
Accounts · 947 to 1,012
Mar 31, 2023 to Mar 28, 2024
Charity clients · 6 to 7
Mar 31, 2023 to Mar 28, 2024
HNW clients · 205 to 214
Mar 31, 2023 to Mar 28, 2024
Employees · 24 to 25
Mar 31, 2023 to Mar 28, 2024
Discretionary RAUM · $1.5B to $1.9B
Mar 31, 2023 to Mar 28, 2024
HNW RAUM · $1.1B to $1.3B
Mar 31, 2023 to Mar 28, 2024
Individual RAUM · unset to 16886.0
Mar 31, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $10.9M to $12.5M
Mar 31, 2023 to Mar 28, 2024
RAUM · $1.5B to $1.9B
Mar 31, 2023 to Mar 28, 2024

Signals

8 dated events

Anne Slevin registered as an investment adviser representative at Checchi Capital Advisers, Llc
Sep 16, 2026 · Advisor registered · fact
Robert B Robinson left Checchi Capital Advisers, Llc for Tru Independence Asset Management 2, Llc (registered 2026-04-02)
Dec 31, 2025 · Advisor changed firm · fact
Robert Drew Bodner left Checchi Capital Advisers, Llc for Corient (registered 2024-07-22)
Jun 18, 2024 · Advisor changed firm · fact
Checchi Capital Advisers, Llc reported RAUM $1.9B, up 27% from $1.5B (2023-03-31 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
Checchi Capital Advisers, Llc reported RAUM $1.5B, up 28% from $1.2B (2021-10-12 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Alan Richard Whitman (Trustee) no longer on Schedule A of Checchi Capital Advisers, Llc (listed 2020-06-29, absent 2021-03-31)
Mar 31, 2021 · Control person left · inference
Haiyang Zhang (Chief Operating Officer) appeared on Schedule A of Checchi Capital Advisers, Llc
Mar 31, 2021 · Control person joined · fact
Checchi Capital Advisers, Llc reported RAUM $732.6M, up 34% from $546.0M (2017-03-30 to 2018-03-30)
Mar 30, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 310-432-0010reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/CHECCHI-CAPITAL-ADVISERSreportedpublic record, Form ADV, Sep 17, 2026
Website: CHECCHICAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 310-432-0010reportedpublic record, Form ADV, Sep 16, 2026
Team page: checchicapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $324Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026