DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Natalia Rodriguez
Feed of 09/14/2026
Also filed as Natalia Rodriguez
At current firm
5 y
since Nov 25, 2020
In the industry
11 y
since Mar 24, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Thureos Asset Management LLC state registered currentsince Nov 25, 2020 · Miami, Fl
- Td Private Client Wealth LLC BD affiliatedApr 29, 2019 to Sep 30, 2020 · Melville, Ny
- Santander Securities BD affiliatedApr 4, 2017 to Apr 3, 2019 · Boston, Ma
- Mfs Institutional Advisors Inc. otherSep 23, 2015 to Apr 11, 2017 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Td Private Client Wealth LLC to Thureos Asset Management LLCleft Sep 30, 2020, registered Nov 25, 2020 (56 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Santander Securities to Td Private Client Wealth LLCleft Apr 3, 2019, registered Apr 29, 2019 (26 days) · Affiliated broker-dealer or bank to another
- Mfs Institutional Advisors Inc. to Santander Securitiesleft Apr 11, 2017, registered Apr 4, 2017 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address