RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• K•• C•••••••
- S••••••••• P•••••• C•••••• L•• independent RIA currentsince Oct 16, 2023 · Vero Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2017 to Oct 9, 2023 · Vero Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 12, 2014 to Jun 1, 2017 · Vero Beach, Fl
- M••••• S•••••• to S••••••••• P•••••• C•••••• L••left Oct 9, 2023, registered Oct 16, 2023 (7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 1, 2017, registered Jun 1, 2017 (0 days) · Wirehouse to wirehouse · moved with a team
- H•••••• K•• C••••••• left M••••• S•••••• for S••••••••• P•••••• C•••••• L•• (registered 2023-10-16)Oct 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address