K•••••• L•••• K•••••

P••• A••••• S••••••••• L••BD affiliatedLake Oswego, Ordual registrantIAPD 6388905

Feed of 09/14/2026

Also filed as K••••• L• K••••••••• L•••• K••••••••• L•••• K••••••••• K•••••

At current firm

6 y

since Oct 24, 2019

In the industry

11 y

since Mar 30, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• A••••• S••••••••• L•• BD affiliated current
since Oct 24, 2019 · Lake Oswego, Or
P••• A••••• S••••••••• L•• BD affiliated
Aug 16, 2019 to Sep 30, 2019 · Lake Oswego, Or
F••••• I••••••••• independent RIA
Oct 12, 2016 to May 31, 2019 · Plano, Tx
O•••• F•• I••• former
Mar 31, 2015 to Oct 18, 2016 · Glen Ellyn, Il

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to P••• A••••• S••••••••• L••
left May 31, 2019, registered Aug 16, 2019 (77 days) · RIA to affiliated broker-dealer or bank
O•••• F•• I••• to F••••• I•••••••••
left Oct 18, 2016, registered Oct 12, 2016 (-6 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address