DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brandi J Ames

Planmember Securities Corporationindependent RIACarpinteria, Ca dual registrantIAPD 6389517

Feed of 09/15/2026

Also filed as Brandi Jean Barhorst

At current firm

0 y

since Feb 2, 2026

In the industry

14 y

since Jun 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Planmember Securities Corporation independent RIA current
since Feb 2, 2026 · Lerna, Il
Cambridge Investment Research Advisors, Inc. BD affiliated
Aug 4, 2025 to Jan 15, 2026 · Fairfield, Ia
Lincoln Investment independent RIA
Jan 8, 2025 to Apr 24, 2025 · Fort Washington, Pa
Osaic Fa, Inc. former
Oct 5, 2023 to Jan 8, 2025 · Radnor, Pa
Pruco Securities, LLC no RAUM
Aug 1, 2017 to Aug 21, 2023 · Champaign, Il

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to Planmember Securities Corporation
left Jan 15, 2026, registered Feb 2, 2026 (18 days) · Affiliated broker-dealer or bank to independent RIA
Lincoln Investment to Cambridge Investment Research Advisors, Inc.
left Apr 24, 2025, registered Aug 4, 2025 (102 days) · RIA to affiliated broker-dealer or bank
Osaic Fa, Inc. to Lincoln Investment
left Jan 8, 2025, registered Jan 8, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA
Pruco Securities, LLC to Osaic Fa, Inc.
left Aug 21, 2023, registered Oct 5, 2023 (45 days) · Affiliated broker-dealer or bank to another

Signals

Brandi J Ames left Cambridge Investment Research Advisors, Inc. for Planmember Securities Corporation (registered 2026-02-02)
Jan 15, 2026 · Advisor changed firm · fact
Brandi J Ames left Lincoln Investment for Cambridge Investment Research Advisors, Inc. (registered 2025-08-04)
Apr 24, 2025 · Advisor changed firm · fact
Brandi J Ames left Osaic Fa, Inc. for Lincoln Investment (registered 2025-01-08)
Jan 8, 2025 · Advisor changed firm · fact
Brandi J Ames left Pruco Securities, Llc for Osaic Fa, Inc. (registered 2023-10-05)
Aug 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address