RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D••••• M••••••
- C••••••• P••••••• independent RIA currentsince May 6, 2021 · Walnut Creek, Ca
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Jul 23, 2020 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerNov 9, 2017 to Nov 8, 2018 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• to C••••••• P•••••••left Jul 23, 2020, registered May 6, 2021 (287 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address