D•••• W•••• M••••

• E•••••••• A•••••••• L•• national BD current
  since Mar 12, 2026 · Roanoke, Va
• M••••• S•••••• wirehouse
  Jun 10, 2019 to Mar 16, 2026 · Roanoke, Va
• T••••• A••••••• S•••••••• I••• BD affiliated
  Sep 21, 2016 to Jun 12, 2019 · Martinsville, Va
• S••••••• I••••••••• S•••••••• I••• former
  Mar 3, 2015 to Dec 31, 2016 · Martinsville, Va

• M••••• S•••••• to E•••••••• A•••••••• L••
  left Mar 16, 2026, registered Mar 12, 2026 (-4 days) · Wirehouse to affiliated broker-dealer or bank
• T••••• A••••••• S•••••••• I••• to M••••• S••••••
  left Jun 12, 2019, registered Jun 10, 2019 (-2 days) · Affiliated broker-dealer or bank to wirehouse
• S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
  left Dec 31, 2016, registered Sep 21, 2016 (-101 days) · corporate re-registration, not a move

• ••• Locked
  Mar 16, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address