DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• A•••••• O•••••

P•••• C•••••• F••••••••mixed wealthLittle Rock, Ar dual registrantIAPD 6394970

Feed of 09/15/2026

Also filed as Marco Osorio

At current firm

2 y

since Apr 1, 2024

In the industry

11 y

since Oct 24, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••• C•••••• F•••••••• mixed wealth current
since Apr 1, 2024 · Overland Park, Ks
I••••••••• A•••••• A•••••••• L•• i••••••••• wealth
Oct 1, 2022 to Aug 25, 2023 · Little Rock, Ar
G•••••••• F•••••••• A•••••••• L•• unclassified
Aug 24, 2018 to Dec 14, 2022 · Bryant, Ar
L•• F•••••••• L•• BD affiliated
Aug 15, 2018 to Jan 9, 2023 · Alexander, Ar

Moves

a registration end followed by a registration begin elsewhere

I••••••••• A•••••• A•••••••• L•• to P•••• C•••••• F••••••••
left Aug 25, 2023, registered Apr 1, 2024 (220 days) · RIA to RIA
L•• F•••••••• L•• to G•••••••• F•••••••• A•••••••• L••
left Jan 9, 2023, registered Aug 24, 2018 (-1599 days) · Other · moved with a team
G•••••••• F•••••••• A•••••••• L•• to I••••••••• A•••••• A•••••••• L••
left Dec 14, 2022, registered Oct 1, 2022 (-74 days) · Other · moved with a team

Signals

M•••• A•••••• O••••• left I••••••••• A•••••• A•••••••• L•• for P•••• C•••••• F•••••••• (registered 2024-04-01)
Aug 25, 2023 · a•••••• firm change · fact
M•••• A•••••• O••••• left L•• F•••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2018-08-24)
Jan 9, 2023 · a•••••• firm change · fact
M•••• A•••••• O••••• left G•••••••• F•••••••• A•••••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-10-01)
Dec 14, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address