RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• F••••••••
- B••••• G••••• A•••• M••••••••• BD affiliated currentsince Jul 5, 2022 · B•••••, Ma
- M••••• S•••••• wirehouseJun 27, 2016 to Mar 2, 2020 · New York, Ny
- I••••••• W••••• A•••••••• L•• formerMay 26, 2015 to Sep 15, 2015 · Miami, Fl
- R•• C•••••• M••••••• L•• national BDJan 2, 2015 to Apr 21, 2015 · Miami, Fl
- M••••• S•••••• to B••••• G••••• A•••• M•••••••••left Mar 2, 2020, registered Jul 5, 2022 (855 days) · Wirehouse to independent RIA
- I••••••• W••••• A•••••••• L•• to M••••• S••••••left Sep 15, 2015, registered Jun 27, 2016 (286 days) · Other
- R•• C•••••• M••••••• L•• to I••••••• W••••• A•••••••• L••left Apr 21, 2015, registered May 26, 2015 (35 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address