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Registered advisor
W•••••• H•••
Feed of 09/14/2026
Also filed as W•••••• H•••
At current firm
4 y
since Jul 20, 2022
In the industry
12 y
since Sep 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jul 20, 2022 · Ruther Glen, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 30, 2021 to Jul 19, 2022 · Chesapeake, Va
- R•••••• J•••• • A••••••••• I••• national BDJan 7, 2019 to Jun 30, 2021 · Richmond, Va
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIASep 28, 2018 to Jan 17, 2019 · Glen Allen, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 24, 2018 to Sep 13, 2018 · Fredericksburg, Va
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••• S••••• • C••• I•••left Jul 19, 2022, registered Jul 20, 2022 (1 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 30, 2021, registered Jun 30, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• O• O•••• I••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jan 17, 2019, registered Jan 7, 2019 (-10 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••• O• O•••• I••••••• S•••••••• I•••left Sep 13, 2018, registered Sep 28, 2018 (15 days) · Other
Signals
- W•••••• H••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C•••••• S••••• • C••• I••• (registered 2022-07-20)Jul 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address