DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brannon Kroll
At current firm
1 y
since Mar 9, 2025
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- 1900 Wealth independent RIA currentsince Mar 9, 2025 · San Antonio, Tx
- Frost Investment Services BD affiliatedJan 27, 2022 to Feb 4, 2025 · San Antonio, Tx
- Frost Investment Services BD affiliatedJun 22, 2017 to Dec 31, 2021 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Frost Investment Services to 1900 Wealthleft Feb 4, 2025, registered Mar 9, 2025 (33 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Austin Brannon Kroll left Frost Investment Services for 1900 Wealth (registered 2025-03-09)Feb 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address