DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
1900 Wealth
Legal name 1900 Wealth Management LLC
Latest filing Aug 20, 2026
First filing on the tape Jul 23, 2015 · 41 filings
SEC status approved since Sep 2, 2015
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
57%
$1.7B individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$171M
derived; firm RAUM over IAPD count
Employees
22
20 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
12
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$3.1B as of Aug 20, 2026
Mar 16, 2016$246M then
HNW client RAUM$1.7B as of Aug 20, 2026
Feb 27, 2018$265M then
State-registered IARs (5.B.3)18 as of Aug 20, 2026
Mar 16, 20161 then
Employees (5.A)22 as of Aug 20, 2026
Mar 16, 20161 then
Private funds12 as of Aug 20, 2026
Mar 28, 20233 then
RAUM +35% over the last fiscal year+25% a year over threeIARs 12 to 18offices 1 to 2
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $171MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.2MderivedHNW RAUM over HNW clients
- Average account
- $2.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $829M, 1 clientsreportedItem 9.A
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.7B54%
- Banks and thrifts$857M28%
- Charitable organizations$382M12%
- Pooled investment vehicles$89.4M2.9%
- Individuals$78.8M2.6%
- Individual clients
- 224reported
- HNW clients
- 230reported
- Pension plan clients
- n/areported
- Charitable clients
- 31reported
- Accounts
- 1,067reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $829M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.57 fund_share=0.03 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Todd Lee BrockwellChartered Financial Analyst | San Antonio, Tx | Oct 5, 2016 | 10 y | 0 |
| Miles Taylor FuquayCertified Financial Planner | San Antonio, Tx | Aug 1, 2018 | 21 y | 0 |
| Christopher Tobin Kardys | San Antonio, Tx | Apr 18, 2019 | 15 y | 0 |
| Richard Rolle Dullnig | San Antonio, Tx | Oct 5, 2021 | 33 y | 3 |
| Matthew Robert Richter | San Antonio, Tx | Jul 8, 2022 | 20 y | 0 |
| Jessica Driscoll Drought | San Antonio, Tx | Feb 14, 2023 | 10 y | 1 |
| Michael Ray SierraCertified Financial Planner | San Antonio, Tx | Mar 29, 2023 | 14 y | 0 |
| Robert Boyd JonesChartered Financial Analyst | San Antonio, Tx | Jun 13, 2023 | 18 y | 0 |
| Phyllis Martin Kyle | San Antonio, Tx | Sep 28, 2023 | 39 y | 0 |
| Melissa Torres Anderson | San Antonio, Tx | Aug 29, 2024 | 18 y | 1 |
| Hannah Allison Jones | San Antonio, Tx | Oct 22, 2024 | 11 y | 0 |
| Caroline Mcsween Satel | San Antonio, Tx | Feb 10, 2025 | 12 y | 0 |
| Austin Brannon Kroll | San Antonio, Tx | Mar 9, 2025 | 12 y | 2 |
| Mary Mullins Romanczuk | San Antonio, Tx | Aug 26, 2025 | 10 y | 0 |
| Jacob Hudson Allison | San Antonio, Tx | Nov 16, 2025 | 11 y | 0 |
| Charles Curtis Dodd | San Antonio, Tx | Dec 8, 2025 | 14 y | 0 |
| Stephen R Hernandez | San Antonio, Tx | Dec 22, 2025 | 10 y | 0 |
| James Michael Sulester Jr | San Antonio, Tx | May 5, 2026 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Maria Guadalupe Harris to Frost Investment ServicesOct 21, 2022 · RIA to affiliated broker-dealer or bank
- Corey Michael Mowen to Texas Capital Bank Private Wealth AdvisorsOct 7, 2021 · RIA to RIA
Joined, latest
- Austin Brannon Kroll from Frost Investment ServicesMar 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Melissa Torres Anderson from Meritage CapitalAug 29, 2024 · Other
- Jessica Driscoll Drought from M Capital AdvisorsFeb 14, 2023 · RIA to RIA
- Richard Rolle Dullnig from Ameriprise Financial Services, LLCOct 5, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1900 Formentera Fund II 2022 Series | Other Private Fund | $22.1M | 58 | Mar 28, 2023 |
| 1900 Sv Forum 2024 Series | $15.4M | 51 | Aug 20, 2026 | |
| 1900 Formentera Fund 3 2025 Series | $7.2M | 67 | Aug 20, 2026 | |
| 1900 Elevate Music III 2023 Seriesno longer reported | Private Equity Fund | $7.0M | 70 | Mar 20, 2024 |
| 1900 Insight Equity 4 2023 Series | Private Equity Fund | $6.4M | 16 | Jul 18, 2023 |
| 1900 Elevate Music 4 2024 Series | $3.5M | 94 | Aug 20, 2026 | |
| 1900 Asto Cp Fund I 2024 Series | $3.1M | 96 | Aug 20, 2026 | |
| 1900 Pdc Buda 2023 Series | Real Estate Fund | $2.9M | 17 | Mar 20, 2024 |
| 1900 Kitsch 2023 Series | Private Equity Fund | $2.6M | 41 | Mar 28, 2023 |
| 1900 Havocai Co-Invest 2026 Series | $2.6M | 43 | Aug 20, 2026 | |
| 1900 Scout Ventures Fund 5 2025 Series | $1.4M | 73 | Aug 20, 2026 | |
| 1900 Ironspring Venture Fund 2 2024 Series | Private Equity Fund | $1.0M | 11 | Jul 17, 2024 |
| 1900 Direct Series LLC | Private Equity Fund | $0 | 1 | Aug 29, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Lee Todd Brockwell · Presidentcontrolsince 09/2016 · owns less than 5%
- Rolle Richard Dullnig · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- Michaelle Teri Grubb · Director Of Operations & Client Experiencecontrolsince 05/2025 · owns less than 5%
- Jackson Andrew Lewis · Directorcontrolsince 07/2015 · owns less than 5%
- Everette Paul Mcsween · Directorcontrolsince 07/2015 · owns less than 5%
Entity owners
- Jefferson Bank · Ownerdirect · owns 75% or more
- Jefferson Bancshares, Inc. · Ownerindirect · owns 75% or more of Jefferson Bank
Related persons
Schedule D 7.A
- Jefferson Banky
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 18 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 20, 2026Grubb, Teri, Michaelle (DIRECTOR OF OPERATIONS & CLIENT EXPERIENCE) appeared on Schedule A between the filings of 2022-02-09 and 2026-08-20peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Mar 18, 2026advisory representatives (Item 5.B.3) moved from 12.0 to 18.0 (+50.0%) between the annual amendments of 2025-03-19 and 2026-03-18; the peer median change was 0.0% (999 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 95% percentile
- employee count surgeChange between filings · filing Mar 18, 2026employees (Item 5.A) moved from 13.0 to 22.0 (+69.0%) between the annual amendments of 2025-03-19 and 2026-03-18; the peer median change was +4.0% (1050 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 911 to 1,067Nov 21, 2025 to Mar 18, 2026
- Advisory employees · 12 to 20Nov 21, 2025 to Mar 18, 2026
- Charity clients · 21 to 31Nov 21, 2025 to Mar 18, 2026
- HNW clients · 206 to 230Nov 21, 2025 to Mar 18, 2026
- Individual clients · 212 to 224Nov 21, 2025 to Mar 18, 2026
- Pooled vehicle clients · 9 to 11Nov 21, 2025 to Mar 18, 2026
- Assets in custody · $251M to $829MNov 21, 2025 to Mar 18, 2026
- Employees · 13 to 22Nov 21, 2025 to Mar 18, 2026
- State-registered IARs · 12 to 18Nov 21, 2025 to Mar 18, 2026
- Private funds · 11 to 12Nov 21, 2025 to Mar 18, 2026
- Discretionary RAUM · $2.3B to $3.1BNov 21, 2025 to Mar 18, 2026
- HNW RAUM · $1.1B to $1.7BNov 21, 2025 to Mar 18, 2026
- Individual RAUM · $72.3M to $78.8MNov 21, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $67.3M to $89.4MNov 21, 2025 to Mar 18, 2026
- RAUM · $2.3B to $3.1BNov 21, 2025 to Mar 18, 2026
- Private funds · 10 to 11Jun 11, 2025 to Nov 21, 2025
- Other offices · 1 to 2Mar 19, 2025 to Jun 11, 2025
- Financial planning clients · 1-10 to 1-10Mar 19, 2025 to Jun 11, 2025
- Private funds · 9 to 10Mar 19, 2025 to Jun 11, 2025
- Accounts · 809 to 911Jul 26, 2024 to Mar 19, 2025
- Advisory employees · 11 to 12Jul 26, 2024 to Mar 19, 2025
- Charity clients · 18 to 21Jul 26, 2024 to Mar 19, 2025
- HNW clients · 164 to 206Jul 26, 2024 to Mar 19, 2025
- Individual clients · 202 to 212Jul 26, 2024 to Mar 19, 2025
- Pooled vehicle clients · 6 to 9Jul 26, 2024 to Mar 19, 2025
- Assets in custody · $198M to $251MJul 26, 2024 to Mar 19, 2025
- Employees · 12 to 13Jul 26, 2024 to Mar 19, 2025
- State-registered IARs · 11 to 12Jul 26, 2024 to Mar 19, 2025
- Private funds · 7 to 9Jul 26, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.9B to $2.3BJul 26, 2024 to Mar 19, 2025
- HNW RAUM · $897M to $1.1BJul 26, 2024 to Mar 19, 2025
- Individual RAUM · $72.4M to $72.3MJul 26, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $30.8M to $67.3MJul 26, 2024 to Mar 19, 2025
- RAUM · $1.9B to $2.3BJul 26, 2024 to Mar 19, 2025
- Private funds · 6 to 7Mar 20, 2024 to Jul 17, 2024
- Accounts · 728 to 809Aug 31, 2023 to Mar 20, 2024
- Advisory employees · 8 to 11Aug 31, 2023 to Mar 20, 2024
- Charity clients · 19 to 18Aug 31, 2023 to Mar 20, 2024
- HNW clients · 141 to 164Aug 31, 2023 to Mar 20, 2024
- Individual clients · 187 to 202Aug 31, 2023 to Mar 20, 2024
Signals
7 dated events
- 1900 Wealth reported RAUM $3.1B, up 35% from $2.3B (2025-11-21 to 2026-03-18)Mar 18, 2026 · RAUM change · derived
- Maria Guadalupe Harris left 1900 Wealth for Frost Investment Services (registered 2023-01-31)Oct 21, 2022 · Advisor changed firm · fact
- Rolle Richard Dullnig (Chief Compliance Officer) appeared on Schedule A of 1900 WealthFeb 9, 2022 · Control person joined · fact
- 1900 Wealth reported RAUM $1.3B, up 83% from $723.4M (2020-08-21 to 2021-03-11)Mar 11, 2021 · RAUM change · derived
- 1900 Wealth reported RAUM $619.9M, up 30% from $476.8M (2019-04-23 to 2019-10-01)Oct 1, 2019 · RAUM change · derived
- 1900 Wealth reported RAUM $476.8M, up 49% from $319.2M (2018-08-31 to 2019-02-07)Feb 7, 2019 · RAUM change · derived
- Monticello Wealth Management, Llc filed its initial SEC registration (Form ADV)Jul 23, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 1900 Wealth · Independent Sponsorsshared crd · capital_provider
- 1900 Wealth · Private Equityshared crd · organization
- 1900 Wealth · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 512-475-1313reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-276-5554reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 210-736-7600reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/1900-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/monticello-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- jeffersonbank.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 210-736-7770reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $171Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
1900 Wealth is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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