J•••• C••••••••• H••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedHolladay, Utdual registrantIAPD 6401765

Feed of 09/14/2026

Also filed as J•••• C••••••••• H••••••••• H••••••••• C• H••••••

At current firm

1 y

since Mar 10, 2025

In the industry

11 y

since Nov 21, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Mar 10, 2025 · Holladay, Ut
M••••• S•••••• wirehouse
Sep 5, 2023 to Mar 26, 2025 · Sandy, Ut
E•••••• C•••••• M••••••••• L•• former
Sep 20, 2021 to Sep 5, 2023 · Arlington, Va
E•••••• C•••••• M••••••••• L•• former
Jul 8, 2016 to May 24, 2017 · Sandy, Ut
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 21, 2014 to Jul 11, 2016 · Draper, Ut
T• A••••••••• I••• former
Nov 21, 2014 to Jul 11, 2016 · Draper, Ut

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 26, 2025, registered Mar 10, 2025 (-16 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••
left Jul 11, 2016, registered Jul 8, 2016 (-3 days) · Other · moved with a team
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 11, 2016, registered Nov 21, 2014 (-598 days) · channel change inside one enterprise, not a move · moved with a team

Signals

••• Locked
Mar 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address