DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

Z•••• K••• W••••

H• W•••••independent RIAAtlanta, Ga IA-onlyIAPD 6402144

Certified Financial Planner

Feed of 09/15/2026

Also filed as Z•••• K•••

At current firm

1 y

since Jan 31, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H• W••••• independent RIA current
since Jan 31, 2025 · Towson, Md
W•• P•••••••• L•• former
Oct 22, 2020 to Jan 31, 2025 · Towson, Md
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Apr 11, 2019 to Feb 24, 2020 · Owings Mills, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 17, 2015 to Feb 27, 2019 · Towson, Md

Moves

a registration end followed by a registration begin elsewhere

W•• P•••••••• L•• to H• W•••••
left Jan 31, 2025, registered Jan 31, 2025 (0 days) · RIA to RIA · moved with a team
T• R••• P•••• A••••••• S•••••••• I••• to W•• P•••••••• L••
left Feb 24, 2020, registered Oct 22, 2020 (241 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• R••• P•••• A••••••• S•••••••• I•••
left Feb 27, 2019, registered Apr 11, 2019 (43 days) · Wirehouse to independent RIA · moved with a team

Signals

Z•••• K••• W•••• left W•• P•••••••• L•• for H• W••••• (registered 2025-01-31)
Jan 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address