RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R••••• S••••••
- A•••••••• C•••••• M••••••••• independent RIA currentsince Dec 18, 2025 · Sarasota, Fl
- P•••• C•••••• F•••••••• mixed wealthFeb 27, 2025 to Oct 1, 2025 · Overland Park, Ks
- S•••••••• W••••• I••••••••• G••••• L•• independent RIADec 2, 2014 to Feb 11, 2025 · Louisville, Ky
- P•••• C•••••• F•••••••• to A•••••••• C•••••• M•••••••••left Oct 1, 2025, registered Dec 18, 2025 (78 days) · RIA to RIA
- S•••••••• W••••• I••••••••• G••••• L•• to P•••• C•••••• F••••••••left Feb 11, 2025, registered Feb 27, 2025 (16 days) · RIA to RIA
- D••••• R••••• S•••••• left P•••• C•••••• F•••••••• for A•••••••• C•••••• M••••••••• (registered 2025-12-18)Oct 1, 2025 · Advisor changed firm · fact
- D••••• R••••• S•••••• left S•••••••• W••••• I••••••••• G••••• L•• for P•••• C•••••• F•••••••• (registered 2025-02-27)Feb 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address