RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E•••••••• T••••
- C••••••• P••••••• independent RIA currentsince Apr 22, 2022 · Overland Park, Ks
- P•••••••• S••••••••• I••• BD affiliatedJul 16, 2018 to Apr 12, 2022 · Des Moines, Ia
- P•••••••• S••••••••• I••• to C••••••• P•••••••left Apr 12, 2022, registered Apr 22, 2022 (10 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• E•••••••• T•••• left P•••••••• S••••••••• I••• for C••••••• P••••••• (registered 2022-04-22)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address