L••••• A••• V•••••••••

• P•• W••••• M••••••••• BD affiliated current
  since Mar 6, 2019 · Laurel, Md
• P•• W••••• M••••••••• BD affiliated
  Jun 22, 2016 to Jun 16, 2017 · Alexandria, Va
• F•••• C•••••• A••••••• S••••••• BD affiliated
  Dec 15, 2015 to May 11, 2016 · Fort Worth, Tx
• F•••• C•••••• F•••••••• P•••••••• I••• former
  Sep 8, 2015 to Dec 15, 2015 · Arlington, Va

• F•••• C•••••• A••••••• S••••••• to P•• W••••• M•••••••••
  left May 11, 2016, registered Jun 22, 2016 (42 days) · Other
• F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
  left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address