DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• D••••

O•••• W•••••• I•••BD affiliatedJohnson Creek, Widual registrantIAPD 6410308

Feed of 09/14/2026

Also filed as Allen Edward Dable

At current firm

2 y

since Jun 14, 2024

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 14, 2024 · Johnson Creek, Wi
S••••••••• A•••••• A•••••••• I••• former
Jun 1, 2023 to Jun 14, 2024 · Fitchburg, Wi
J••• M••••• S••••••••• L•• wirehouse
Oct 3, 2019 to Jun 2, 2023 · Janesville, Wi
P•••• S••••••••• L•• no RAUM
Jul 10, 2019 to Sep 23, 2019 · Wauwatosa, Wi
C•••••• F•••••••• S•••••••• I••• former
Feb 11, 2019 to May 8, 2019 · Fort Atkinson, Wi
J••• M••••• S••••••••• L•• wirehouse
Sep 6, 2018 to Feb 13, 2019 · Waukesha, Wi
T••••••• I••••••••• M••••••••• I••• BD affiliated
May 2, 2017 to Aug 24, 2018 · Watertown, Wi

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Jun 2, 2023, registered Jun 1, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
P•••• S••••••••• L•• to J••• M••••• S••••••••• L••
left Sep 23, 2019, registered Oct 3, 2019 (10 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• F•••••••• S•••••••• I••• to P•••• S••••••••• L••
left May 8, 2019, registered Jul 10, 2019 (63 days) · RIA to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to C•••••• F•••••••• S•••••••• I•••
left Feb 13, 2019, registered Feb 11, 2019 (-2 days) · Wirehouse to independent RIA
T••••••• I••••••••• M••••••••• I••• to J••• M••••• S••••••••• L••
left Aug 24, 2018, registered Sep 6, 2018 (13 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A•••• D•••• left J••• M••••• S••••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2023-06-01)
Jun 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address