RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• D•••• B•••••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 9, 2026 · Fort Worth, Tx
- J••• M••••• S••••••••• L•• wirehouseSep 18, 2020 to Jan 11, 2026 · Ft. Worth, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 31, 2018 to Aug 28, 2020 · The Villages, Fl
- T• A••••••••• I••• formerAug 31, 2018 to Aug 28, 2020 · The Villages, Fl
- J••• M••••• S••••••••• L•• wirehouseMay 23, 2018 to Aug 8, 2018 · Ft. Worth, Tx
- T• A••••••••• I••• formerAug 2, 2016 to Apr 16, 2018 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 2, 2016 to Apr 16, 2018 · Fort Worth, Tx
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jan 11, 2026, registered Jan 9, 2026 (-2 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 28, 2020, registered Aug 31, 2018 (-728 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Aug 28, 2020, registered Sep 18, 2020 (21 days) · Other
- J••• M••••• S••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Aug 8, 2018, registered Aug 31, 2018 (23 days) · Wirehouse to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 16, 2018, registered Aug 2, 2016 (-622 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to J••• M••••• S••••••••• L••left Apr 16, 2018, registered May 23, 2018 (37 days) · Other · moved with a team
- A•••••• D•••• B••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-09)Jan 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address