DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• D••••• O•••••••

V•• C•••••• W••••• M••••••••• L••independent RIAAnnapolis, Md dual registrantIAPD 6413328

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••••• D••••• O•••••••

At current firm

2 y

since May 6, 2024

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•• C•••••• W••••• M••••••••• L•• independent RIA current
since May 6, 2024 · Annapolis, Md
K••••• A••••••• S•••••••• L•• BD affiliated
May 17, 2022 to May 6, 2024 · Austin, Tx
C•••••• S••••• • C••• I••• national BD
Dec 5, 2019 to May 24, 2022 · Washington, Dc
M••••• S•••••• wirehouse
May 18, 2017 to Nov 18, 2019 · Annapolis, Md
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Mar 24, 2017 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Sep 16, 2015 to Dec 15, 2015 · Odenton, Md

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to V•• C•••••• W••••• M••••••••• L••
left May 6, 2024, registered May 6, 2024 (0 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to K••••• A••••••• S•••••••• L••
left May 24, 2022, registered May 17, 2022 (-7 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to C•••••• S••••• • C••• I•••
left Nov 18, 2019, registered Dec 5, 2019 (17 days) · Wirehouse to affiliated broker-dealer or bank
F•••• C•••••• A••••••• S••••••• to M••••• S••••••
left Mar 24, 2017, registered May 18, 2017 (55 days) · Other
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

B•••••• D••••• O••••••• left K••••• A••••••• S•••••••• L•• for V•• C•••••• W••••• M••••••••• L•• (registered 2024-05-06)
May 6, 2024 · Advisor changed firm · fact
B•••••• D••••• O••••••• left C•••••• S••••• • C••• I••• for K••••• A••••••• S•••••••• L•• (registered 2022-05-17)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address