RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• V• L•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 3, 2025 · Ft. Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMar 22, 2022 to Jul 21, 2025 · San Antonio, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 31, 2018 to Feb 4, 2022 · Fort Worth, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerAug 25, 2015 to Jun 12, 2018 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jul 21, 2025, registered Dec 3, 2025 (135 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••left Feb 4, 2022, registered Mar 22, 2022 (46 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 12, 2018, registered Jul 31, 2018 (49 days) · Affiliated broker-dealer or bank to another · moved with a team
- G•••••• V• L••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-12-03)Jul 21, 2025 · Advisor changed firm · fact
- G•••••• V• L••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-03-22)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address