DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Landaas & Company

Independent wealth managerMilwaukee, WisconsinCRD 47487SEC 801-45055website IAPD

Legal name Landaas & Company, LLC

Latest filing Mar 30, 2026

First filing on the tape Jan 24, 2012 · 43 filings

SEC status approved since Oct 25, 1993

RAUM

$1.9B

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

99%

$1.9B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$96.3M

derived; firm RAUM over IAPD count

Employees

21 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

43 filings and snapshots on the tape

RAUM$1.9B as of Mar 30, 2026

Jan 24, 2012$179M then

HNW client RAUM$1.4B as of Mar 30, 2026

Mar 29, 2018$563M then

State-registered IARs (5.B.3)21 as of Mar 30, 2026

Jan 24, 20120 then

Employees (5.A)27 as of Mar 30, 2026

Feb 1, 201320 then

Private funds: no history

RAUM +12% over the last fiscal year+13% a year over threeIARs 21 to 21

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $96.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 90derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $470,129derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 20.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +1.9%derived
Compensation: percentage of assets, hourly, commissionsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Financial planning clients: 2,000reportedItem 5.H
Custody: $1.9B, 1,804 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.4B74%
Individuals$490M25%
Charitable organizations$9.4M0.5%
Corporations and businesses$612,4110.0%

Individual clients: 1,183reported
HNW clients: 617reported
Pension plan clients: 0reported
Charitable clients: 3reported
Accounts: 4,098reported
Financial planning clients: 2,000reported
Wrap fee programs: noreported
Custody of client assets: $1.9B for 1,804 clientsreported
Compensation: % of AUM, hourly, commissionsreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=22.0derived

Advisors registered through the firm

20 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Robert William Landaas	Milwaukee, Wi	Mar 23, 2000	37 y	0
Arthur Stanley RothschildCertified Financial Planner	Milwaukee, Wi	Mar 23, 2000	34 y	0
Steven Robert Giles	Milwaukee, Wi	Sep 22, 2000	25 y	0
Linda R Hager	Milwaukee, Wi	Feb 5, 2002	27 y	0
Adam James Baley	Milwaukee, Wi	Sep 25, 2006	24 y	0
David George Sandstrom	Milwaukee, Wi	Feb 11, 2013	13 y	0
Thomas Michael Pappenfus	New Berlin, Wi	Apr 29, 2013	19 y	2
Michael D Hoelzl	Milwaukee, Wi	Jun 27, 2014	14 y	0
Kendall T Bauer	Milwaukee, Wi	Feb 12, 2015	12 y	0
Kyle Arthur Tetting	Milwaukee, Wi	Aug 13, 2018	20 y	0
Lauren Elizabeth Neese	Milwaukee, Wi	May 17, 2021	15 y	0
Robyn T Abel	Milwaukee, Wi	Oct 19, 2022	10 y	1
John Joseph Sandstrom	Milwaukee, Wi	Nov 20, 2022	10 y	0
Thomas Booth	Milwaukee, Wi	Apr 13, 2023	13 y	1
Blake Anthony Miller	Milwaukee, Wi	Feb 19, 2024	16 y	0
Jack Gloss	Milwaukee, Wi	Mar 13, 2024	10 y	2
Ryan Douglas Hoffman	Milwaukee, Wi	Sep 24, 2024	12 y	0
Patrice E Gentile	Milwaukee, Wi	Nov 20, 2024	12 y	0
Colin Mullen	Milwaukee, Wi	Aug 21, 2026	12 y	0
Zoe Elizabeth Shanaver	Milwaukee, Wi	Sep 1, 2026	10 y	0

Advisor movement

2 left, 0 joined in 12 months

net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount3 left over 36 months

Left, latest

Nicole Marie Eirich to Morgan Stanley
Feb 11, 2026 · RIA to wirehouse
Jacob Robert Sheaf to Oarsman Capital, Inc
Jan 5, 2026 · RIA to RIA
Alexis Lin Brown to Ellenbecker Investment Group
Jan 23, 2024 · RIA to RIA
Lisa Ann Lewitzke to Cetera Investment Advisers LLC
Mar 31, 2023 · RIA to affiliated broker-dealer or bank
Paige Margaret Radke to J.P. Morgan Securities LLC
Feb 27, 2023 · RIA to wirehouse
Wendy Ann Citko to Intrua Financial
Oct 17, 2022 · RIA to RIA
Christopher Alan Evers to Operose Advisors LLC
Jul 27, 2022 · RIA to RIA
Patrick James Weyer to Diversified Management Inc
Aug 28, 2020 · RIA to RIA
Paul Gerard Coldagelli to Raymond James Financial Services Advisors, Inc
Apr 28, 2014 · Other
Nelson Stuart Weine to Questar Asset Management, Inc.
Nov 6, 2013 · Other
Kristina Elizabeth Schnuckel to Sii Investments, Inc.
Jun 14, 2013 · Other
Elizabeth Lynn Baldwin to J.P. Morgan Securities LLC
Aug 19, 2009 · Other

Joined, latest

Jacob Robert Sheaf from Cain, Watters & Associates, LLC
Oct 2, 2024 · RIA to RIA
Jack Gloss from Allspring Funds Management, LLC
Mar 13, 2024 · Other
Nicole Marie Eirich from Robert W. Baird & Co. Incorporated
Aug 30, 2023 · RIA to RIA
Thomas Booth from Equitable Advisors, LLC
Apr 13, 2023 · Affiliated broker-dealer or bank to independent RIA
Robyn T Abel from Robert W. Baird & Co. Incorporated
Oct 19, 2022 · RIA to RIA
Patrick James Weyer from Ssn Advisory, Inc.
May 1, 2018 · Affiliated broker-dealer or bank to independent RIA
Wendy Ann Citko from Allspring Funds Management, LLC
Jul 16, 2013 · Other
Thomas Michael Pappenfus from Chase Investment Services Corp.
Apr 29, 2013 · Other
Elizabeth Lynn Baldwin from Russell Investments
Jun 10, 2008 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Robert William Landaas · Chairman And Ceocontrol
since 01/2019 · owns less than 5%
Lauren Elizabeth Neese · Membercontrol
since 09/2019 · owns 25% to 50%
Reuben Tait Neese · Membercontrol
since 09/2019 · owns 25% to 50%
Kyle Arthur Tetting · Presidentcontrol
since 09/2019 · owns 5% to 10%
Robert William Landaas · Membercontrol
since 03/2019 · owns 75% or more of Rwl Holdings, Inc.
Gery Joseph Sadzewicz · Chief Compliance Officer
since 07/2021 · owns less than 5%
Thomas Edward Shea · Finop
since 07/2021 · owns less than 5%

Entity owners

Rwl Holdings, Inc. · Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Milwaukee, Wi · principal	20	2	2

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Mar 30, 2026
LANDAAS, ROBERT WILLIAM (MEMBER) left Schedule A between the filings of 2024-03-27 and 2026-03-30
peers: independent wealth managers, $1B to $5B (1,362)
compensation changedChange between filings · filing Mar 30, 2026
commissions (Item 5.E.5): no on the filing of 2025-12-16, yes on the filing of 2026-03-30
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 4,030 to 4,098
Dec 16, 2025 to Mar 30, 2026
HNW clients · 541 to 617
Dec 16, 2025 to Mar 30, 2026
Individual clients · 1,226 to 1,183
Dec 16, 2025 to Mar 30, 2026
Commission compensation · false to true
Dec 16, 2025 to Mar 30, 2026
Assets in custody · $1.7B to $1.9B
Dec 16, 2025 to Mar 30, 2026
Employees · 25 to 27
Dec 16, 2025 to Mar 30, 2026
Discretionary RAUM · $1.7B to $1.9B
Dec 16, 2025 to Mar 30, 2026
HNW RAUM · $1.2B to $1.4B
Dec 16, 2025 to Mar 30, 2026
Individual RAUM · $510M to $490M
Dec 16, 2025 to Mar 30, 2026
Non-discretionary RAUM · $32.3M to $28.4M
Dec 16, 2025 to Mar 30, 2026
RAUM · $1.7B to $1.9B
Dec 16, 2025 to Mar 30, 2026
Financial planning clients · More than 500 to More than 500
Mar 31, 2025 to Jun 16, 2025
Accounts · 4,070 to 4,030
Nov 6, 2024 to Mar 31, 2025
Advisory employees · 16 to 21
Nov 6, 2024 to Mar 31, 2025
BD registered reps · 17 to 22
Nov 6, 2024 to Mar 31, 2025
Charity clients · unset to 3.0
Nov 6, 2024 to Mar 31, 2025
Corporate clients · unset to 1.0
Nov 6, 2024 to Mar 31, 2025
HNW clients · 462 to 541
Nov 6, 2024 to Mar 31, 2025
Individual clients · 1,275 to 1,226
Nov 6, 2024 to Mar 31, 2025
Assets in custody · $1.5B to $1.7B
Nov 6, 2024 to Mar 31, 2025
Employees · 26 to 25
Nov 6, 2024 to Mar 31, 2025
State-registered IARs · 16 to 21
Nov 6, 2024 to Mar 31, 2025
Legal name · LANDAAS & COMPANY to LANDAAS & COMPANY, LLC
Nov 6, 2024 to Mar 31, 2025
Discretionary RAUM · $1.5B to $1.7B
Nov 6, 2024 to Mar 31, 2025
HNW RAUM · $1.0B to $1.2B
Nov 6, 2024 to Mar 31, 2025
Individual RAUM · $508M to $510M
Nov 6, 2024 to Mar 31, 2025
Non-discretionary RAUM · $24.4M to $32.3M
Nov 6, 2024 to Mar 31, 2025
RAUM · $1.5B to $1.7B
Nov 6, 2024 to Mar 31, 2025
Accounts · 3,892 to 4,070
Oct 26, 2023 to Mar 27, 2024
Advisory employees · 19 to 16
Oct 26, 2023 to Mar 27, 2024
Advisory activities · 3 to 4
Oct 26, 2023 to Mar 27, 2024
BD registered reps · 19 to 17
Oct 26, 2023 to Mar 27, 2024
HNW clients · 704 to 462
Oct 26, 2023 to Mar 27, 2024
Individual clients · 1,024 to 1,275
Oct 26, 2023 to Mar 27, 2024
Assets in custody · $1.3B to $1.5B
Oct 26, 2023 to Mar 27, 2024
Employees · 29 to 26
Oct 26, 2023 to Mar 27, 2024
State-registered IARs · 18 to 16
Oct 26, 2023 to Mar 27, 2024
Discretionary RAUM · $1.2B to $1.5B
Oct 26, 2023 to Mar 27, 2024
HNW RAUM · $1.0B to $1.0B
Oct 26, 2023 to Mar 27, 2024
Individual RAUM · $313M to $508M
Oct 26, 2023 to Mar 27, 2024

Signals

12 dated events

Nicole Marie Eirich left Landaas & Company for Morgan Stanley (registered 2026-04-02)
Feb 11, 2026 · Advisor changed firm · fact
Jacob Robert Sheaf left Landaas & Company for Oarsman Capital, Inc (registered 2026-01-15)
Jan 5, 2026 · Advisor changed firm · fact
Alexis Lin Brown left Landaas & Company for Ellenbecker Investment Group (registered 2024-01-17)
Jan 23, 2024 · Advisor changed firm · fact
Lisa Ann Lewitzke left Landaas & Company for Cetera Investment Advisers Llc (registered 2023-06-29)
Mar 31, 2023 · Advisor changed firm · fact
Paige Margaret Radke left Landaas & Company for J.P. Morgan Securities Llc (registered 2023-04-18)
Feb 27, 2023 · Advisor changed firm · fact
Wendy Ann Citko left Landaas & Company for Intrua Financial (registered 2023-11-27)
Oct 17, 2022 · Advisor changed firm · fact
Christopher Alan Evers left Landaas & Company for Operose Advisors Llc (registered 2025-01-01)
Jul 27, 2022 · Advisor changed firm · fact
Landaas & Company reported RAUM $1.2B, up 25% from $980.8M (2019-12-19 to 2020-03-09)
Mar 9, 2020 · RAUM change · derived
Reuben Neese (Member) appeared on Schedule A of Landaas & Company
Sep 10, 2019 · Control person joined · fact
Jean Carol Baley (Senior Vice President, Chief Compliance Officer And Municipal Securities Principal) no longer on Schedule A of Landaas & Company (listed 2019-04-25, absent 2019-05-10)
May 10, 2019 · Control person left · inference
Landaas & Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
Mar 28, 2019 · Succession (Item 4) · fact
Brian Donald Kilb (President And Chief Operating Officer) no longer on Schedule A of Landaas & Company (listed 2018-12-21, absent 2019-03-28)
Mar 28, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 414-223-1099reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 800-236-1096reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/landaas-&-companyreportedpublic record, Form ADV, Sep 18, 2026
Website: LANDAAS.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 414-223-1099reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $96.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026