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Registered advisor
D••••• N••••• W•••••••
Feed of 09/14/2026
Also filed as D••••• N••••• W•••••••
At current firm
4 y
since Sep 7, 2022
In the industry
11 y
since Nov 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 7, 2022 · Jacksonville, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 1, 2020 to Jul 25, 2022 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 6, 2018 to Jan 2, 2020 · Jacksonville, Fl
- S•••••••• A••••••• L•• national BDApr 12, 2016 to Feb 4, 2018 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to T••••• A••••••• S•••••••• I•••left Jul 25, 2022, registered Sep 7, 2022 (44 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 2, 2020, registered May 1, 2020 (120 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 4, 2018, registered Mar 6, 2018 (30 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- D••••• N••••• W••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2022-09-07)Jul 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address