DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• C•••••• H••••

E••••• J••••national BDPortland, Ordual registrantIAPD 6428110

Feed of 09/14/2026

Also filed as J•••• C•••••• H••••

At current firm

1 y

since Aug 29, 2025

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Aug 29, 2025 · Portland, Or
E•••••• A••••••• G••••• L•• BD affiliated
Oct 23, 2024 to Sep 8, 2025 · Greenwood Village, Co
C•••••• S••••• • C••• I••• national BD
Mar 17, 2022 to Jul 25, 2024 · Beaverton, Or
T• A••••••••• I••••••••• M••••••••• L•• former
May 9, 2016 to Sep 7, 2023 · Fort Worth, Tx
T• A••••••••• I••• former
May 9, 2016 to Oct 14, 2022 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to E••••• J••••
left Sep 8, 2025, registered Aug 29, 2025 (-10 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
left Jul 25, 2024, registered Oct 23, 2024 (90 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Mar 17, 2022 (-539 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered May 9, 2016 (-2349 days) · corporate re-registration, not a move

Signals

J•••• C•••••• H•••• left E•••••• A••••••• G••••• L•• for E••••• J•••• (registered 2025-08-29)
Sep 8, 2025 · Advisor changed firm · fact
J•••• C•••••• H•••• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-10-23)
Jul 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address