A••••• C••••••• K••

• M••••• S•••••• wirehouse current
  since Sep 21, 2022 · Sherman Oaks, Ca
• E•••••• C•••••• M••••••••• L•• former
  Jun 21, 2017 to Sep 30, 2022 · Los Angeles, Ca
• S•••••••• A••••••• L•• national BD
  Jan 22, 2016 to May 22, 2017 · Los Angeles, Ca

• E•••••• C•••••• M••••••••• L•• to M••••• S••••••
  left Sep 30, 2022, registered Sep 21, 2022 (-9 days) · channel change inside one enterprise, not a move · moved with a team
• S•••••••• A••••••• L•• to E•••••• C•••••• M••••••••• L••
  left May 22, 2017, registered Jun 21, 2017 (30 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address