RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• V•••••
- H••••• F•••••••• A••••••• I•• state registered currentsince Jul 14, 2020 · Streetsboro, Oh
- C•••••• A••••••• BD affiliatedApr 8, 2020 to Jul 24, 2020 · Cleveland, Oh
- B••••• F•••••••• A••••••• L•• independent RIAMar 7, 2016 to Jul 10, 2020 · Cleveland, Oh
- L•••••• I••••••••• independent RIAFeb 20, 2015 to Apr 15, 2020 · Cleveland, Oh
- C•••••• A••••••• to H••••• F•••••••• A••••••• I••left Jul 24, 2020, registered Jul 14, 2020 (-10 days) · Affiliated broker-dealer or bank to a state-registered adviser
- B••••• F•••••••• A••••••• L•• to C•••••• A•••••••left Jul 10, 2020, registered Apr 8, 2020 (-93 days) · RIA to affiliated broker-dealer or bank
- L•••••• I••••••••• to B••••• F•••••••• A••••••• L••left Apr 15, 2020, registered Mar 7, 2016 (-1500 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address