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Feed of 09/14/2026
Also filed as A•••••• J• C••••••
At current firm
1 y
since Apr 16, 2025
In the industry
14 y
since Mar 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• W••••• state registered currentsince Apr 16, 2025 · Atlanta, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJun 21, 2023 to Apr 30, 2025 · Austin, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 27, 2020 to May 9, 2023 · Houston, Tx
- M••••• S•••••• wirehouseSep 25, 2018 to Sep 16, 2019 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to A••••• W•••••left Apr 30, 2025, registered Apr 16, 2025 (-14 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left May 9, 2023, registered Jun 21, 2023 (43 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Sep 16, 2019, registered May 27, 2020 (254 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- A•••••• J• C•••••• left P••• A••••• S••••••••• L•• for A••••• W••••• (registered 2025-04-16)Apr 30, 2025 · Advisor changed firm · fact
- A•••••• J• C•••••• left M•• I•••••••• S•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2023-06-21)May 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address