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P••••• B••••••• F•••••••
- Professional profile
- linkedin.com/in/phil-francoisreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N•••••••• no RAUM currentsince Apr 9, 2024 · San Diego, Ca
- F••••••••• W••••• P••••••• state registered currentsince Jun 24, 2021 · Salina, Ks
- E••••• J•••• national BDFeb 23, 2015 to Sep 18, 2020 · Kansas City, Mo
- E••••• J•••• to F••••••••• W••••• P•••••••left Sep 18, 2020, registered Jun 24, 2021 (279 days) · Affiliated broker-dealer or bank to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address