RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R••••• M•••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Jan 16, 2019 · Ponte Vedra, Fl
- I•• W••••• M••••••••• I••• independent RIAOct 12, 2017 to Jan 16, 2019 · Jacksonville, Fl
- P••••••••• S••••••••• C••••••••• independent RIAMay 11, 2017 to Sep 20, 2017 · Oviedo, Fl
- I•• W••••• M••••••••• I••• to A• W••••• M••••••••• L••left Jan 16, 2019, registered Jan 16, 2019 (0 days) · RIA to RIA · moved with a team
- P••••••••• S••••••••• C••••••••• to I•• W••••• M••••••••• I•••left Sep 20, 2017, registered Oct 12, 2017 (22 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address