RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M••• K••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Middleburg, Va
- B••••••••• S•••••••• W•••••• L•• formerAug 26, 2019 to Jul 1, 2024 · Fairfax, Va
- W••••••• F•••••••• S•••••••• I••• formerJul 11, 2018 to Jun 13, 2019 · Bethesda, Md
- C•••••• O•• A•••••••• L•• formerMar 8, 2016 to Jul 11, 2018 · Centerville, Va
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- W••••••• F•••••••• S•••••••• I••• to B••••••••• S•••••••• W•••••• L••left Jun 13, 2019, registered Aug 26, 2019 (74 days) · Affiliated broker-dealer or bank to another
- C•••••• O•• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Jul 11, 2018, registered Jul 11, 2018 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address