B•••• J••••• P••••••

• V••••••• A•••••••• I••• BD affiliated current
  since Nov 14, 2025 · Charlotte, Nc
• S•••••••• A••••••• L•• national BD
  Mar 31, 2025 to Jun 25, 2025 · Covington, Ky
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jun 17, 2020 to Mar 31, 2025 · Covington, Ky
• C•••••• S••••• • C••• I••• national BD
  Jun 7, 2016 to Apr 16, 2020 · Indianapolis, In

• S•••••••• A••••••• L•• to V••••••• A•••••••• I•••
  left Jun 25, 2025, registered Nov 14, 2025 (142 days) · Affiliated broker-dealer or bank to another · moved with a team
• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Apr 16, 2020, registered Jun 17, 2020 (62 days) · Affiliated broker-dealer or bank to another · moved with a team

• ••• Locked
  Jun 25, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address