DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey Fay

U.S. Bancorp Advisors, LLCBD affiliatedCincinnati, Ohdual registrantIAPD 6437721

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jeff Aaron Fay

At current firm

0 y

since Jun 26, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Jun 26, 2026 · Cincinnati, Oh
Fifth Third Securities, Inc. BD affiliated
May 2, 2023 to Jul 10, 2026 · Alexandria, Ky
Raymond James Financial Services Advisors, Inc BD affiliated
Jun 13, 2022 to May 31, 2023 · Cindinnati, Oh
U.S. Bancorp Investments, Inc. former
Jul 11, 2017 to Jun 17, 2022 · Cincinnati, Oh
Pnc Wealth Management BD affiliated
Jun 9, 2017 to Jul 5, 2017 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

Fifth Third Securities, Inc. to U.S. Bancorp Advisors, LLC
left Jul 10, 2026, registered Jun 26, 2026 (-14 days) · Affiliated broker-dealer or bank to another
Raymond James Financial Services Advisors, Inc to Fifth Third Securities, Inc.
left May 31, 2023, registered May 2, 2023 (-29 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Investments, Inc. to Raymond James Financial Services Advisors, Inc
left Jun 17, 2022, registered Jun 13, 2022 (-4 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to U.S. Bancorp Investments, Inc.
left Jul 5, 2017, registered Jul 11, 2017 (6 days) · Other

Signals

Jeffrey Fay left Fifth Third Securities, Inc. for U.S. Bancorp Advisors, Llc (registered 2026-06-26)
Jul 10, 2026 · Advisor changed firm · fact
Jeffrey Fay left Raymond James Financial Services Advisors, Inc for Fifth Third Securities, Inc. (registered 2023-05-02)
May 31, 2023 · Advisor changed firm · fact
Jeffrey Fay left U.S. Bancorp Investments, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-06-13)
Jun 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address