DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frederick William Stansberry
Feed of 09/15/2026
Also filed as Frederick W Stansberry
At current firm
2 y
since Jan 19, 2024
In the industry
11 y
since Jun 12, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Integrity Alliance, LLC BD affiliated currentsince Jan 19, 2024 · Urbandale, Ia
- Pruco Securities, LLC no RAUMMar 18, 2019 to Jan 10, 2024 · Greensboro, Nc
- Questar Asset Management, Inc. formerSep 6, 2017 to Feb 13, 2019 · Hendersonville, Nc
- Truist Advisory Services, Inc. BD affiliatedSep 12, 2016 to Sep 6, 2017 · Hendersonville, Nc
- Suntrust Investment Services, Inc. formerAug 9, 2016 to Oct 27, 2016 · Hendersonville, Nc
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to Integrity Alliance, LLCleft Jan 10, 2024, registered Jan 19, 2024 (9 days) · Affiliated broker-dealer or bank to independent RIA
- Questar Asset Management, Inc. to Pruco Securities, LLCleft Feb 13, 2019, registered Mar 18, 2019 (33 days) · Affiliated broker-dealer or bank to another
- Truist Advisory Services, Inc. to Questar Asset Management, Inc.left Sep 6, 2017, registered Sep 6, 2017 (0 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Oct 27, 2016, registered Sep 12, 2016 (-45 days) · Other
Signals
- Frederick William Stansberry left Pruco Securities, Llc for Integrity Alliance, Llc (registered 2024-01-19)Jan 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address