J•••••• M• K••••••••

J••• M••••• S••••••••• L••wirehouseBatavia, Ildual registrantIAPD 6440938

Feed of 09/14/2026

Also filed as J•••••• M•••• E••••••••• M• E••••••••• E••••••••• K••••••••• M•••• K••••••••

At current firm

0 y

since Jan 22, 2026

In the industry

14 y

since Nov 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Jan 22, 2026 · Batavia, Il
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jan 15, 2026 · Naperville, Il
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 13, 2023 to Mar 31, 2025 · Geneva, Il

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Jan 15, 2026, registered Jan 22, 2026 (7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jan 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address