RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• R• S••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 26, 2026 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 10, 2016 to Sep 29, 2022 · Grand Rapids, Mi
- S••••••••• independent RIAJan 22, 2015 to Jul 14, 2022 · Troy, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 29, 2022, registered Jun 26, 2026 (1366 days) · Wirehouse to wirehouse
- S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 14, 2022, registered Nov 10, 2016 (-2072 days) · RIA to wirehouse
- E••• R• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-26)Sep 29, 2022 · Advisor changed firm · fact
- E••• R• S•••••• left Straightline for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2016-11-10)Jul 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address